BF & Co. provides comprehensive regulatory compliance services, guiding clients through the intricate and ever-evolving landscape of international and local regulations. We understand that non-compliance can lead to significant financial penalties, reputational damage, and legal repercussions. Our team of experienced lawyers assists clients with mitigating risk, ensuring adherence to applicable laws and regulations, and fostering a culture of compliance within their organisations.BF & Co. provides comprehensive regulatory compliance services, guiding clients through the intricate and ever-evolving landscape of international and local regulations. We understand that non-compliance can lead to significant financial penalties, reputational damage, and legal repercussions. Our team of experienced lawyers assists clients with mitigating risk, ensuring adherence to applicable laws and regulations, and fostering a culture of compliance within their organisations.BF & Co. provides comprehensive regulatory compliance services, guiding clients through the intricate and ever-evolving landscape of international and local regulations. We understand that non-compliance can lead to significant financial penalties, reputational damage, and legal repercussions. Our team of experienced lawyers assists clients with mitigating risk, ensuring adherence to applicable laws and regulations, and fostering a culture of compliance within their organisations.
Our regulatory compliance expertise spans a wide range of sectors and jurisdictions, with a particular focus on:
We assist clients in developing and implementing robust AML/CFT programs that meet international standards and local regulatory requirements, including KYC/CDD procedures, transaction monitoring, and suspicious activity reporting. We help clients navigate complex regulatory requirements in various jurisdictions.
We provide guidance on implementing effective ABC programs, conducting risk assessments, developing compliance policies and procedures, and conducting internal investigations. We advise on compliance with laws such as the UK Bribery Act, the US Foreign Corrupt Practices Act (FCPA), and other relevant international and local anti-bribery legislation.
We assist clients in navigating the complexities of international sanctions regimes, conducting due diligence on counterparties, screening transactions, and ensuring compliance with OFAC, UN, EU, and other sanctions regulations. We help mitigate the risks associated with sanctions violations.
We help clients comply with data privacy regulations, including GDPR, CCPA, and Hong Kong's Personal Data (Privacy) Ordinance. This includes assisting with data mapping, data breach response planning, and employee training on data protection. We also provide advice on implementing robust cybersecurity measures to protect sensitive data.
We have experience advising financial institutions and other regulated entities on compliance with banking regulations, securities laws, and other relevant financial rules and regulations.
Our regulatory compliance services include:
Conducting thorough risk assessments to identify potential vulnerabilities and areas for improvement.
Developing and implementing comprehensive compliance policies and procedures tailored to your organization's specific needs.
Providing training programs to educate employees on regulatory compliance requirements and best practices.
Conducting thorough internal investigations to identify and address instances of non-compliance.
Performing due diligence on counterparties to assess their compliance with relevant regulations.
Assisting with regulatory reporting and submissions.
Providing ongoing monitoring and support to help clients maintain compliance over time.
